Regulatory Submissions and Responses
At avantage we maintain a strong relationship with regulators. Read some of our submissions here.
avantage Response to FSA on Chapter CP11/16
The Operational Risk Practice at avantage has responded to the FSA's Consultation Paper CP11/16: Recovery and Resolution Plans.
avantage Response to FSA on Proposed Guidance on Assessing Suitability
On 28 January 2011, avantage provided our response to the FSA guidance on Assessing Suitability: establishing the risk a customer is willing and able to take and making a suitable investment selection.
